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Series II. Financial Records, 1870s-1981, inclusive

Extent

13.75 Linear feet

Scope and Contents

This series contains financial records of Dodd, Mead & Company and, to a limited extent, some of their subsidiaries. The series holds some financial reports for the company. The larger portion of the series consists of inventories, profit/loss analyses by book title, royalty calculations, records of company stock and bond holders, and other financial data.

Arrangement

Arranged into two subseries:

Subseries II.A. Financial Reports and Related Material, 1870s-1981

Subseries II.B. Stocks and Bonds, 1909-1976

Subseries II.A. Financial Reports and Related Material, 1870s-1981, inclusive

Extent

9 Linear feet

Scope and Contents

This subseries contains financial reports, particularly for the 1930s-1940s, inventories of stock of books and printing materials, and financial data, especially concerning book sales and royalties. The subseries features calculations of profit and loss by individual title, beginning with 1876 and ranging without gaps into the late 1950s; these annual analyses were referred to as "red books" because of the color of the binding used until 1944 (later years are on loose sheets, but retained the appellation). Also featured are inventories ranging from the 1940s to the 1970s. A number of miscellaneous financial matters close the subseries, among them royalty statements, securities transactions (investments) in the 1930s, copies of Dodd, Mead's billings for royalties, fees, and other payments due them, and other items.

Arrangement

Arranged by format/subject, then chronologically.

General Analysis, 1903-1908, inclusive

Offsite-Box: 18, Folder: 2 (Material Type: Mixed Materials)

Monthly Financial Reports (7 folders), 1935-1949, inclusive

Offsite-Box: 18, Folder: 4-10 (Material Type: Mixed Materials)

Scope and Contents

There are gaps in the date range.

"Red Books" (Profits and Losses by Title) (10 volumes), 1876-1944, inclusive

Offsite-Box: 34 (Material Type: Mixed Materials)

Scope and Contents

The box holds nine books with a complete run from 1876-1944 of profit/loss analysis by book title. A tenth volume is labeled "copyright" but has financial calculations of some type for titles as well, 1879-1886.

"Red Books" (Profits and Losses by Title), 1945-1947, inclusive

Offsite-Box: 20 (Material Type: Mixed Materials)

"Red Books" (Profits and Losses by Title), 1948-1951, inclusive

Offsite-Box: 21 (Material Type: Mixed Materials)

"Red Books" (Profits and Losses by Title), 1949-1953, 1956, 1959, inclusive

Offsite-Box: 22 (Material Type: Mixed Materials)

Scope and Contents

Includes general titles for 1952-1953 and 1956, with an overall analysis at 1959; and Juveniles for 1949-1953.

Inventories, 1940-1942, 1945-1949, inclusive

Offsite-Box: 19 (Material Type: Mixed Materials)

Inventories, 1950-1955, 1959-1961, inclusive

Offsite-Box: 23 (Material Type: Mixed Materials)

Inventories by Author Name (box 1 of 3). E - K, 1950s-1970s, inclusive

Offsite-Box: 24 (Material Type: Mixed Materials)

Scope and Contents

This set of inventories, spanning three boxes, has entries primarily from the 1970s, with many from the 1960s, and a very few from the 1950s.

Inventories by Author Name (box 2 of 3). K - P, 1950s-1970s, inclusive

Offsite-Box: 25 (Material Type: Mixed Materials)

Inventories by Author Name (box 3 of 3). P - W, 1950s-1970s, inclusive

Offsite-Box: 53 (Material Type: Mixed Materials)

Inventories(?), 1978, 1981, inclusive

Offsite-Box: 23 (Material Type: Mixed Materials)

Book Sales & Royalty Calculations, 1930-1950s, inclusive

Offsite-Box: 52 (Material Type: Mixed Materials)

Royalty Records. Sears Publications, 1930s

Offsite-Box: 17 (Material Type: Mixed Materials)

Scope and Contents

Sears and its titles were acquired by Dodd, Mead.

Royalty Statements. Duffield & Company, 1931-34, inclusive

Offsite-Box: 7 (Material Type: Mixed Materials)

Book Rental Analysis, 1941-1945, inclusive

Offsite-Box: 18, Folder: 16 (Material Type: Mixed Materials)

Scope and Contents

Note on enclosure reads: "Showing dates of copyright, title, author, and kind of income used for excess profit taxes. Abnormal income."

Copies of Billings/Invoices by Dodd, Mead for Royalties Due, Fees for Reproductions, etc. (1 of 2), 1934-1945, inclusive

Offsite-Box: 27 (Material Type: Mixed Materials)

Copies of Billings/Invoices by Dodd, Mead for Royalties Due, Fees for Reproductions, etc. (2 of 2), 1945-1949, inclusive

Offsite-Box: 52 (Material Type: Mixed Materials)

Cash Collections. International Encyclopedia Company, 1917-1923, inclusive

Offsite-Box: 18, Folder: 3 (Material Type: Mixed Materials)

Securities Transactions (4 folders), 1931-1933, 1939-1940, inclusive

Offsite-Box: 18, Folder: 11-14 (Material Type: Mixed Materials)

Scope and Contents

Investment-related confirmations and correspondence with Fifth Avenue Bank Trust Department and broker Plympton, Gardiner & Co., 1931-1933. Also approved purchase list and other information about the Chemical Fund, Inc., with purchase confirmation, 1939-40.

Fiscal Year Record of Comparative Gifts, Dues, & Subscriptions, etc., 1941-1959, inclusive

Offsite-Box: 18, Folder: 15 (Material Type: Mixed Materials)

Assorted Financial Records, 1873-1876, inclusive

Offsite-Box: 18, Folder: 1 (Material Type: Mixed Materials)

Scope and Contents

The folder holds a summary of stock accounts, balances, and stock inventories, among other notes.

King Feature Syndicate Sales, Rights, and Related Correspondence, 1958-1965, inclusive

Offsite-Box: 51, Folder: 22 (Material Type: Mixed Materials)

Subseries II.B Stocks and Bonds, 1909-1976, inclusive

Extent

4.75 Linear feet

Scope and Contents

This subseries includes common and preferred stock and bond certificate books and books of account (i.e., record of investor transactions in the firm's securities). The certificate books include unissued certificates, cancelled/returned certificates, and stubs for issued certificates with details of issuance. The books also have related correspondence and other documents inserted.

Arrangement

Arranged by company with Dodd, Mead documents first, followed by its subsidiaries. Within these, arrangement is by document type and chronological.

Book of Account, 1919-1960s, inclusive

Offsite-Box: 26 (Material Type: Mixed Materials)

Scope and Contents

Record of stockholder transactions.

Book of Account. Bondholders, 1916-1919, inclusive

Offsite-Box: 26 (Material Type: Mixed Materials)

Scope and Contents

Record of bondholders (few entries).

Debenture Bonds Book, 1916-1919, inclusive

Offsite-Box: 14 (Material Type: Mixed Materials)

Common Stock Book, 1916, 1919, 1924, inclusive

Offsite-Box: 16 (Material Type: Mixed Materials)

Common Stock Book, 1926-1943, inclusive

Offsite-Box: 16 (Material Type: Mixed Materials)

Common Stock Book, 1945-1958, inclusive

Offsite-Box: 14 (Material Type: Mixed Materials)

Scope and Contents

Wihin the stock book are also envelopes of documents concerning at least four estates: Edward H. Dodd, Jennie S. Dodd, Arthur M. Chase, and Howard C. Lewis.

Common Stock Book, 1958, inclusive

Offsite-Box: 15 (Material Type: Mixed Materials)

Scope and Contents

This book holds mostly unissued certificates.

Common Stock Book, 1965-1968, inclusive

Offsite-Box: 15 (Material Type: Mixed Materials)

Scope and Contents

This book also holds an envelope containing documents concerning the estate of Frank C. Dodd.

Common Stock Book, 1968-1969, inclusive

Offsite-Box: 14 (Material Type: Mixed Materials)

Common Stock Book, 1970-1971, inclusive

Offsite-Box: 14 (Material Type: Mixed Materials)

Preferred Stock Book, 1919-1939, inclusive

Offsite-Box: 16 (Material Type: Mixed Materials)

Scope and Contents

Specific years included are: 1919, 1924, 1933, 1937, 1939.

Preferred Stock Book, 1945-1960, inclusive

Offsite-Box: 15 (Material Type: Mixed Materials)

Preferred Stock Book, 1966-1976

Offsite-Box: 16 (Material Type: Mixed Materials)

International Encyclopedia Company. Book of Account, 1909, inclusive

Offsite-Box: 26 (Material Type: Mixed Materials)

Scope and Contents

Record of stockholder transactions.

Phelps Parker Company. Book of Account, 1916-1917, inclusive

Offsite-Box: 26 (Material Type: Mixed Materials)

Scope and Contents

Record of stockholder transactions.

Phelps Parker Company Stock Book, 1916-1920, inclusive

Offsite-Box: 26 (Material Type: Graphic Materials)
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